Disclosure Document
As required under Regulation 22 of Securities and Exchange Board of India
(Portfolio Managers) Regulations, 2020
Contains:
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Disclaimer ...................................................................................................................... 3
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Definitions ...................................................................................................................... 3
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Description ..................................................................................................................... 6
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Penalties, pending litigation or proceedings, findings of inspection or investigations
for which action may have been taken or initiated by any regulatory authority: .......... 10 -
Services Offered ........................................................................................................... 11
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Risk factors .................................................................................................................... 12
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Client Representation: ................................................................................................... 19
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Audit Observations for preceeding three years ............................................................ 20
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Nature of expenses........................................................................................................ 20
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Taxation ......................................................................................................................... 21
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Accounting policies ...................................................................................................... 23
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Custody of Securities .................................................................................................... 23
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Investors services .......................................................................................................... 23
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General .......................................................................................................................... 25
Annexure I ............................................................................................................................ 27
FORM C ............................................................................................................................... 31